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Resources are intended for advisors with active books of business considering a change of broker dealer.

2020 white paper analyzes Cetera and The Advisor Group's LBO entry into the independent broker dealer space and what it means for advisors

Transition Guide to moving your book.

Questions to ask when changing your broker-dealer.

As the industry pushes for transparency, broker-dealer profit center remain opaque.

Avoiding broker-dealer change hinders your ability to reach your full business potential.

High staffing levels is no guarantee of high-quality service.

PE is filling the void left by insurance companies, but it's not always pretty.

A guide on how to be smart when negotiating with a new broker-dealer.

Tips on how to talk with your clients when making a broker dealer change

Article featured on ThinkAdvisor looks to author Malcolm Gladwell for some answers.

‘Clean advisors’ can and should avoid ‘dirty broker-dealers’; do your homework to avoid big headaches.